TagBroker

money good

money good  adj.— «Although many of the assets and issuers backing these securities are solid, or “money good” in Wall Street parlance, the mechanics of the auction-rate securities market as well as the continuing credit squeeze give...

wrap fee

wrap fee  n.— «It allows broker-dealers to charge fees based on assets under management (sometimes referred to as a “wrap fee”) rather than product commissions—just as the registered investment advisers do. If the client’s...

front-run

front-run  v. phr.— «Prosecutors allege day traders would buy or sell shares in advance of anticipated price movements, generating more than $600,000 in profits between January 2002 and February 2004. Mahaffy said no one ever told him they...

squawk box

squawk box  v. phr.— «A former Merrill Lynch & Co. broker on trial for selling access to his firm’s “squawk box’ denied allowing clients to eavesdrop on internal orders at the firm, though he said he believed they were entitled...